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Securities and Exchange Commission

Nov 16, 2023

Lawyers insist Nikola founder shouldn’t face prison time for fraud — unlike Elizabeth Holmes

Lawyers for the founder of truckmaker Nikola Corp., which has its headquarters in Arizona, say he should not face incarceration because his fraud conviction is nothing like the fraud that landed Theranos founder Elizabeth Holmes in prison.

Apr 14, 2023

Supreme Court lets challenges to federal agencies go forward

The Supreme Court is allowing challenges to the structure of two federal agencies to go forward in federal court.

Feb 2, 2015

Bill proposes equity crowdfunding legalization

Small businesses could start offering a stake in their companies to investors online through equity crowdfunding if a bill authored by Rep. Jeff Weninger and Sen. David Farnsworth passes.

Jun 21, 2010

SEC gave Horne lifetime trading ban

The U.S. Securities and Exchange Commission imposed a lifetime trading ban on attorney general candidate Tom Horne in 1973 after finding that his investment company violated numerous federal regulations.

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