Home / Capitol Insiders / SEC gave Horne lifetime trading ban (access required)

SEC gave Horne lifetime trading ban (access required)

The U.S. Securities and Exchange Commission imposed a lifetime trading ban on attorney general candidate Tom Horne in 1973 after finding that his investment company violated numerous federal regulations.

Leave a Reply

Your email address will not be published. Required fields are marked *




Check Also

Then-Arizona Supreme Court Chief Justice Rebecca Birch oversees the Commission on Appellate Court Appointments' Jan. 21 meeting to select two new nominees for Arizona Independent Redistricting Commission. (Photo by Evan Wyloge/Arizona Capitol Times)

Lawsuit settlement signals end of current redistricting commission (access required)

Seven years after it was appointed to redraw the state’s congressional and legislative districts, the Arizona Independent Redistricting Commission is preparing to shut down operations following the settlement of the final lawsuit against it.